Royal Bank of Canada

Date authorised
24 November 1988
Companies House
FC000981
Last scraped
3 weeks ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000
    Web
    https://www.rbccm.com/en/

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre Frederic Paul Marie Bernardin

    IRN PFB01062

    • (1604)CF30 Customer (28 Jul 2010 to 31 May 2012)
  • Pierre Henri Gerard Piquemal

    IRN PHP01029

    • (978)CF30 Customer (14 Jan 2015 to 6 Mar 2016)
  • Pinar Parlar

    IRN PXP01374

    • (193)[FCA CF] Client dealing (since 2 Oct 2023)
    • (194)[FCA CF] Manager of certification employee (since 2 Oct 2023)
    • (1611)CF30 Customer (24 Feb 2009 to 6 Mar 2016)
  • Piral Dadhania

    IRN PXD01733

    • (1438)[FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • (1437)CF30 Customer (16 Mar 2015 to 6 Mar 2016)
  • Piyush Pradip Sanghai

    IRN PXS02293

    • (1382)CF30 Customer (20 Jun 2013 to 7 Nov 2014)
  • Portia Anjuli Patel

    IRN PAP01080

    • (1477)CF30 Customer (18 Jul 2011 to 6 Mar 2016)
  • Prakash Kapadia

    IRN PXK01436

    • (148)[FCA CF] Client dealing (since 7 Mar 2017)
    • (1507)CF30 Customer (17 Dec 2014 to 6 Mar 2016)
  • Prasad Arvind Kenkare

    IRN PAK01074

    • (49)CF22 Investment Adviser (Trainee) (4 Mar 2005 to 3 Mar 2006)
  • Prithvi Paresh Acharya

    IRN PXA00318

    • (505)[FCA CF] Client dealing (since 27 May 2025)
  • Priyanka Nair

    IRN PXN01071

    • (2156)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (2157)CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: The Royal Bank of Canada

  2. controlled function added: (786)SMF24 Chief Operations

  3. controlled function added: (785)SMF4 Chief Risk

  4. controlled function added: (784)SMF24 Chief Operations

  5. controlled function added: (783)SMF16 Compliance Oversight

  6. controlled function added: (782)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (781)SMF22 Other Local Responsibility

  8. controlled function added: (780)SMF2 Chief Finance

  9. controlled function added: (779)SMF22 Other Local Responsibility

  10. controlled function added: (778)SMF22 Other Local Responsibility

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