Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Client dealing (7 Mar 2017 to 30 May 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 30 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 May 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (13 Feb 2002 to 29 Mar 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.