Royal Bank of Canada

Date authorised
24 November 1988
Companies House
FC000981
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000
    Web
    https://www.rbccm.com/en/

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Palmer

    IRN MXP01733

    • (2630)CF30 Customer (1 Nov 2007 to 22 Jan 2008)
    • (2631)CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
  • Mark Pearlman

    IRN MSP01039

    • (2717)[FCA CF] Material risk taker (7 Mar 2017 to 11 Oct 2019)
  • Mark Peter Sartori

    IRN MPS01061

    • (694)CF29 Significant management (14 May 2013 to 20 Mar 2015)
    • (693)CF30 Customer (29 Oct 2010 to 20 Mar 2015)
  • Mark Prestia

    IRN MXP01497

    • (233)CF30 Customer (13 Aug 2008 to 13 Jan 2009)
  • Mark Preston

    IRN MGP01029

    • (2282)[FCA CF] Manager of certification employee (27 Oct 2022 to 27 Oct 2022)
    • (2281)[FCA CF] Material risk taker (7 Mar 2017 to 16 Feb 2020)
    • (2280)[FCA CF] Client dealing (7 Mar 2017 to 16 Feb 2020)
    • (2279)CF30 Customer (12 Nov 2010 to 6 Mar 2016)
  • Mark R Wood

    IRN MRW01102

    • (535)CF26 Customer Trading (1 Dec 2001 to 17 May 2007)
  • Mark Richard Hughes

    IRN MRH01085

    • (464)CF1 Director (2 Apr 2012 to 12 Dec 2013)
  • Mark Richard Naughton

    IRN MRN01016

    • (2205)CF30 Customer (1 Nov 2007 to 27 Nov 2014)
    • (2206)CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
  • Mark Ronald Ebsworth

    IRN MRE01048

    • (1128)CF30 Customer (20 Jul 2011 to 30 Aug 2013)
  • Mark Stellig

    IRN MXS01693

    • (372)CF30 Customer (1 Nov 2007 to 13 Jan 2016)
    • (374)CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
    • (373)CF26 Customer Trading (1 Dec 2001 to 5 Sep 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (747)[FCA CF] Manager of certification employee

  2. controlled function added: (746)[FCA CF] Client dealing

  3. controlled function added: (745)[FCA CF] Client dealing

  4. controlled function added: (744)[FCA CF] Client dealing

  5. controlled function added: (743)[FCA CF] Significant management

  6. controlled function added: (742)[FCA CF] Material risk taker

  7. controlled function added: (741)[FCA CF] Client dealing

  8. controlled function added: (740)[FCA CF] Client dealing

  9. controlled function added: (739)[FCA CF] Client dealing

  10. controlled function added: (738)[FCA CF] Manager of certification employee

Show more