Mark Preston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Material risk taker (since 27 Oct 2022)
    • [FCA CF] Client dealing (since 27 Oct 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 16 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 16 Feb 2020)
    • CF30 Customer (12 Nov 2010 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (27 Oct 2022 to 27 Oct 2022)
    • [FCA CF] Client dealing (7 Mar 2017 to 16 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2017 to 16 Feb 2020)
    • CF30 Customer (12 Nov 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Mar 2010 to 17 Apr 2010)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (10 Feb 2003 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.