Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4AAUNITED KINGDOM- Phone
- +442076534000
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Complaints Contact
100 BishopsgateLondonEC2N 4AAUNITED KINGDOM- Phone
- +442076534000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Show 2 limitations Hide limitations
- · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Meret Decker
IRN MXD00080
- (2559)[FCA CF] Client dealing (21 Sep 2020 to 7 Feb 2025)
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Methun Rajib De
IRN MRD01057
- (267)CF21 Investment Adviser (21 Nov 2002 to 4 Mar 2005)
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Mhamed Medaghri
IRN MXM02536
- (1571)[FCA CF] Client dealing (7 Mar 2017 to 4 Jan 2021)
- (1570)CF30 Customer (22 Sep 2010 to 6 Mar 2016)
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Michael Agridhiotis
IRN MGA01023
- (2370)CF30 Customer (1 Nov 2007 to 22 May 2013)
- (2371)CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
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Michael Allen Srba
IRN MAS01233
- (230)CF21 Investment Adviser (12 Dec 2001 to 27 Nov 2002)
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Michael Andrew Sado
IRN MXS05216
- (2437)[FCA CF] Client dealing (7 Jan 2025 to 1 Dec 2025)
- (2438)[FCA CF] Manager of certification employee (7 Jan 2025 to 1 Dec 2025)
- (2439)[FCA CF] Significant management (7 Jan 2025 to 1 Dec 2025)
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Michael Bishop
IRN MXB02478
- (1608)CF30 Customer (5 Aug 2014 to 6 Mar 2016)
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Michael David Kretschmer
IRN MXK01046
- (453)[FCA CF] Client dealing (since 17 Feb 2026)
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Michael Denning Foster
IRN MDF01037
- (501)CF30 Customer (25 Nov 2013 to 27 Apr 2015)
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Michael Desmond La Vespa
IRN MDL01043
- (929)CF30 Customer (1 Nov 2010 to 19 Sep 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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British Airways Global Financial Services Limited (no longer appointed)
FRN 205921 · Appointed 22 Mar 1999 · Until 16 Jun 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (757)[FCA CF] Manager of certification employee
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controlled function added: (756)[FCA CF] Client dealing
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controlled function added: (755)[FCA CF] Significant management
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controlled function added: (754)[FCA CF] Material risk taker
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controlled function added: (753)[FCA CF] Client dealing
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controlled function added: (752)[FCA CF] Client dealing
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controlled function added: (751)[FCA CF] Client dealing
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controlled function added: (750)[FCA CF] Manager of certification employee
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controlled function added: (749)[FCA CF] Material risk taker
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controlled function added: (748)[FCA CF] Client dealing