Royal Bank of Canada

Date authorised
24 November 1988
Companies House
FC000981
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000
    Web
    https://www.rbccm.com/en/

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4AA
    UNITED KINGDOM
    Phone
    +442076534000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Structured Deposits, Emissions Allowance, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Binary Bet, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

    Show 2 limitations
    • · when dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Justus Felix Lumpe

    IRN JFL01041

    • (1151)CF30 Customer (21 Mar 2013 to 25 Sep 2015)
  • Justyna Zajac

    IRN JXZ00037

    • (640)[FCA CF] Client dealing (since 15 Feb 2022)
  • KATHERINE GEE

    IRN KMC00042

    • (2117)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2007)
  • Kamran Azim

    IRN KXA69283

    • (1119)[FCA CF] Significant management (20 Aug 2018 to 31 May 2020)
    • (1118)[FCA CF] Manager of certification employee (20 Aug 2018 to 31 May 2020)
    • (1117)[FCA CF] Material risk taker (20 Aug 2018 to 31 May 2020)
    • (1116)[FCA CF] Client dealing (20 Aug 2018 to 31 May 2020)
  • Kamran Hossain

    IRN KMH01092

    • (1449)[FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • (1448)CF30 Customer (15 Aug 2011 to 6 Mar 2016)
  • Kamran Malik

    IRN KXM00062

    • (2594)[FCA CF] Client dealing (14 Sep 2020 to 19 Nov 2021)
  • Karan Jhaveri

    IRN KXJ00150

    • (2471)[FCA CF] Client dealing (21 Mar 2023 to 31 Oct 2023)
  • Kareem Jafree

    IRN KXJ00252

    • (462)[FCA CF] Client dealing (since 21 Jan 2026)
  • Karen Nicole Norman

    IRN KNN01003

    • (842)CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Karen Susan Shepherd

    IRN KSS01071

    • (749)CF30 Customer (1 Nov 2011 to 26 Sep 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (437)[FCA CF] Client dealing

  2. controlled function added: (436)[FCA CF] Client dealing

  3. controlled function added: (435)[FCA CF] Material risk taker

  4. controlled function added: (434)[FCA CF] Client dealing

  5. controlled function added: (433)[FCA CF] Manager of certification employee

  6. controlled function added: (432)[FCA CF] Client dealing

  7. controlled function added: (431)[FCA CF] Client dealing

  8. controlled function added: (430)[FCA CF] Manager of certification employee

  9. controlled function added: (429)[FCA CF] Client dealing

  10. controlled function added: (428)[FCA CF] Algorithmic trading

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