ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Timothy Matthew Hedin

  IRN TMH01038

  • CF30 Customer (1 Apr 2014 to 20 Apr 2017)
• Timothy Stephens Marshall

  IRN TSM01018

  • CF30 Customer (1 Apr 2014 to 7 Apr 2014)
• Tobias Beith

  IRN TXB00316

  • [FCA CF] Client dealing (since 7 Jan 2022)
• Tom Dixey

  IRN TJD01123

  • [FCA CF] Client dealing (since 14 Aug 2023)
• Valentina Jane Barnfather

  IRN VXB01083

  • CF30 Customer (14 Jul 2014 to 14 Feb 2019)
• Vera Pavlovna Lisitsina

  IRN VXL00081

  • [FCA CF] Client dealing (since 15 Oct 2025)
• Wasi Rizvi

  IRN WAR01033

  • [FCA CF] Client dealing (14 Jun 2021 to 3 Jul 2024)
• William Andrew Vivian Houston

  IRN WAH01030

  • CF30 Customer (1 Apr 2014 to 3 Aug 2015)
• William Blunt

  IRN WXB00147

  • [FCA CF] Client dealing (since 26 May 2023)
• William Lawrence Fulton

  IRN WXF07047

  • [FCA CF] Client dealing (since 4 Oct 2022)

No changes recorded yet.