ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• William Morris

  IRN WXM00229

  • [FCA CF] Client dealing (since 27 Feb 2026)
• William Richard Jones

  IRN WRJ01020

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• William Robert Bristowe

  IRN WRB01020

  • CF29 Significant management (1 Apr 2014 to 8 Dec 2019)
• William Winzor-Saile

  IRN WXW00033

  • [FCA CF] Algorithmic trading (since 10 Jan 2024)
  • [FCA CF] Manager of certification employee (since 12 Mar 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ye Yuan

  IRN JXY00045

  • [FCA CF] Client dealing (26 Jul 2021 to 20 Jan 2022)
• Yuri Serov

  IRN YXS01176

  • [FCA CF] Client dealing (20 Oct 2020 to 31 Jan 2024)
• Zahir Ramcharan

  IRN ZXR00011

  • [FCA CF] Client dealing (17 Sep 2021 to 25 Nov 2024)
• Zeshan Shiekh

  IRN ZXS00102

  • [FCA CF] Client dealing (since 16 Nov 2025)
• Zhengjia Zhou

  IRN ZXZ01058

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2023)
  • CF30 Customer (4 Mar 2017 to 8 Dec 2019)
• Zoe Jeanne de Ricaud

  IRN ZJD01003

  • CF30 Customer (12 Jul 2017 to 25 May 2018)

No changes recorded yet.