ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Fergus Alexander Daisley

  IRN FAD01034

  • CF30 Customer (24 Dec 2014 to 24 Sep 2015)
• Fergus Samuel Neve

  IRN FXN00050

  • [FCA CF] Client dealing (since 13 Jan 2025)
• Finlay Smart

  IRN FXS00054

  • [FCA CF] Client dealing (18 Jan 2021 to 24 Aug 2022)
• Folashade Oyewole

  IRN FXO00050

  • [FCA CF] Client dealing (4 Apr 2023 to 3 Oct 2025)
• Francois Sperat Czar

  IRN FXS01477

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2022)
  • CF30 Customer (5 May 2015 to 8 Dec 2019)
• Frazer Keith Hall

  IRN FKH01003

  • CF30 Customer (10 Apr 2017 to 9 May 2018)
• Freddie Corrin

  IRN FXC00211

  • [FCA CF] Client dealing (since 15 Oct 2025)
• Frederick John Hill

  IRN FXH00179

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Frederico Stewart Barreto Smith

  IRN FXS00218

  • [FCA CF] Client dealing (28 Jun 2024 to 27 Jun 2025)
• Gabriela Wilkinson

  IRN GXW01296

  • [FCA CF] Client dealing (22 Jan 2020 to 7 Jul 2023)

No changes recorded yet.