ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Efkan Turedi

  IRN EXT11995

  • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
• Eleanor Hall

  IRN EXH00299

  • [FCA CF] Client dealing (since 14 Nov 2023)
• Elena Scola

  IRN EXS01684

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 Nov 2016 to 8 Dec 2019)
• Elias Nicholas New

  IRN EXN00081

  • [FCA CF] Client dealing (31 Oct 2023 to 10 Jan 2025)
• Emily Cooledge

  IRN EKW01009

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2023)
  • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
• Emily Henderson

  IRN EXH00334

  • [FCA CF] Client dealing (since 2 Apr 2024)
• Emma Elizabeth Horner

  IRN EXH00315

  • [FCA CF] Client dealing (2 Feb 2024 to 18 Nov 2025)
• Euan Mowat

  IRN EXM00265

  • [FCA CF] Client dealing (22 Jun 2022 to 24 Apr 2023)
• Fahed Irshad Kunwar

  IRN FIK01000

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Fawwaz Janjua

  IRN FXJ00020

  • [FCA CF] Client dealing (21 Sep 2020 to 8 May 2023)

No changes recorded yet.