Rothschild & Co Equity Markets Solutions Limited

Companies House
13317911
Last scraped
14 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Connor Maxwell

    IRN CXM00643

    • (44)[FCA CF] Client dealing (12 Apr 2022 to 16 Jan 2026)
  • Conor Forde

    IRN CXF00313

    • (33)[FCA CF] Client dealing (3 Aug 2023 to 24 Apr 2026)
  • David Andre Szekely

    IRN DXS21395

    • (46)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
  • David Martin Harte

    IRN DXH00286

    • (4)[FCA CF] Client dealing (24 May 2022 to 20 Jul 2022)
  • Duncan Littlejohns

    IRN DXL16923

    • (43)[FCA CF] Client dealing (21 Jul 2022 to 24 Apr 2026)
  • Emilia Burgess

    IRN EXB00330

    • (35)[FCA CF] Client dealing (21 Mar 2023 to 29 Feb 2024)
  • Emily Walker

    IRN EXW00128

    • (53)[FCA CF] Client dealing (24 May 2022 to 18 May 2023)
  • Emmanuelle Aubertel

    IRN EXA48387

    • (27)[FCA CF] Client dealing (25 Oct 2023 to 24 Apr 2026)
    • (28)[FCA CF] Manager of certification employee (25 Oct 2023 to 24 Apr 2026)
  • Frederick William Bucklar Glasswell

    IRN FWG01010

    • (6)[FCA CF] Manager of certification employee (24 May 2022 to 12 Jun 2025)
    • (5)[FCA CF] Client dealing (24 May 2022 to 12 Jun 2025)
  • Gregory James Drake

    IRN GXD00254

    • (54)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

  1. requirement removed: OR-0196866

  2. requirement removed: OR-0263042

  3. controlled function added: (102)SMF3 Executive Director

  4. controlled function added: (101)SMF3 Executive Director

  5. controlled function added: (100)SMF16 Compliance Oversight

  6. controlled function added: (99)SMF17 Money Laundering Reporting Officer (MLRO)

  7. controlled function added: (98)SMF16 Compliance Oversight

  8. controlled function added: (97)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (96)[FCA CF] Material risk taker

  10. controlled function added: (95)SMF3 Executive Director

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