Rothschild & Co Equity Markets Solutions Limited

Companies House
13317911
Last scraped
14 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrei Brougham

    IRN AXB02391

    • (50)[FCA CF] Client dealing (11 Apr 2022 to 12 Dec 2025)
    • (51)[FCA CF] Manager of certification employee (11 Apr 2022 to 12 Dec 2025)
  • Antoine De Guillenchmidt

    IRN AXD01274

    • (16)[FCA CF] Client dealing (3 Mar 2025 to 24 Apr 2026)
  • Antoniu Nicolae Tuduce

    IRN AXT00358

    • (34)[FCA CF] Client dealing (3 Aug 2023 to 24 Apr 2026)
  • Arpan Pal

    IRN AXP03037

    • (89)[FCA CF] Client dealing (24 May 2022 to 19 Dec 2023)
  • Camilla Jane Hughes

    IRN CJH01148

    • (82)[FCA CF] Client dealing (24 May 2022 to 17 Aug 2023)
  • Charles William Oscar Lynch

    IRN CXL11141

    • (90)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Charlotte Mitchell

    IRN CXM01033

    • (24)[FCA CF] Client dealing (7 Mar 2024 to 24 Apr 2026)
  • Christopher Mark Frederick Hawley

    IRN CMH01081

    • (47)SMF1 Chief Executive (19 Apr 2024 to 24 Apr 2026)
    • (48)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
    • (49)[FCA CF] Manager of certification employee (11 Apr 2022 to 24 Apr 2026)
  • Claire Rachel Suddens-Spiers

    IRN CRS01051

    • (83)SMF1 Chief Executive (19 Apr 2024 to 24 Apr 2026)
    • (85)[FCA CF] Manager of certification employee (24 May 2022 to 24 Apr 2026)
    • (84)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Colm Burns

    IRN BXC01436

    • (7)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (4)[FCA CF] Client dealing

  2. controlled function added: (3)[FCA CF] Client dealing

  3. controlled function added: (2)[FCA CF] Client dealing

  4. controlled function added: (1)[FCA CF] Client dealing

  5. controlled function removed: [FCA CF] Client dealing

  6. controlled function removed: [FCA CF] Client dealing

  7. controlled function removed: [FCA CF] Manager of certification employee

  8. controlled function removed: SMF16 Compliance Oversight

  9. controlled function removed: [FCA CF] Client dealing

  10. controlled function removed: [FCA CF] Client dealing

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