Rosemount Financial Solutions (IFA) Limited

Date authorised
1 April 2013
Companies House
05668905
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2-4 Chequers Road
    Basingstoke
    Hampshire
    RG21 7PU
    UNITED KINGDOM
    Phone
    +441256405460
    Web
    https://rosemountfs-ifa.co.uk

  • Complaints Contact

    2-4 Chequers Road
    Basingstoke
    Hampshire
    RG21 7PU
    UNITED KINGDOM
    Phone
    +441256405460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Personal pension scheme

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fiyinfoluwa Makinde

    IRN FXM00315

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 5 Jan 2026)
    • CF1 Director (AR) (since 1 Dec 2025)
    • CF30 Customer (1 Dec 2025 to 17 Feb 2026)
    • [FCA CF] Functions requiring qualifications (18 Jun 2025 to 5 Jan 2026)
  • Frederick John Anson Pattenden

    IRN FXP00028

    • [FCA CF] Client dealing (20 Aug 2021 to 29 Jul 2022)
    • [FCA CF] Functions requiring qualifications (20 Aug 2021 to 29 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (28 Jan 2021 to 20 Aug 2021)
  • Frederick McCarthy

    IRN FXM00053

    • [FCA CF] Functions requiring qualifications (20 Aug 2021 to 22 Dec 2021)
    • [FCA CF] Client dealing (20 Aug 2021 to 22 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (21 Dec 2020 to 20 Aug 2021)
  • GAURAV CHAUDHRY

    IRN GXC00344

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Dec 2025)
    • CF1 Director (AR) (since 5 Dec 2025)
  • Geraldine Chiu Wing Wong

    IRN GXW00002

    • Appointed representative dealing with clients for which they require qualification (4 Jan 2021 to 29 Oct 2021)
  • Giles Hedley John Craig

    IRN GHC00006

    • CF1 Director (1 Nov 2011 to 15 Dec 2015)
  • Gillian Irene Colsell

    IRN GIC00002

    • CF30 Customer (17 Apr 2012 to 11 Apr 2019)
  • Giuseppe Iannelli

    IRN GXI01040

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 10 Jun 2025)
    • CF30 Customer (since 5 Jun 2025)
    • CF1 Director (AR) (since 5 Jun 2025)
    • [FCA CF] Client dealing (since 11 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (30 Apr 2025 to 1 May 2025)
    • [FCA CF] Functions requiring qualifications (19 Feb 2025 to 10 Jun 2025)
  • Graham Williamson Nash

    IRN GWN01013

    • CF1 Director (AR) (since 7 Nov 2024)
  • Grant Ginno

    IRN GXG00043

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2021 to 29 Oct 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.