Date authorised
2 April 2013
Companies House
OC380857
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 North Audley Street
    5th Floor
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +4402036421950
  • Complaints Contact

    20 North Audley Street
    5th Floor
    London
    W1K 6WE
    UNITED KINGDOM
    Phone
    +4402036421950

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamiender Paul Singh Sambi

    IRN JXS03957

    • [FCA CF] Client dealing (since 7 May 2024)
  • Juan Fadrique Arias-Davila

    IRN JFA01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jan 2018 to 8 Dec 2019)
  • Luis Arenzana

    IRN LXA01155

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (2 Apr 2013 to 16 Mar 2017)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Matthew James Fletcher

    IRN MJF01181

    • CF4 Partner (18 Nov 2015 to 31 Jul 2017)
    • CF30 Customer (8 Apr 2013 to 31 Jul 2017)
  • Matthew Joseph Turner

    IRN MJT01201

    • CF30 Customer (9 Apr 2013 to 6 Nov 2015)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 6 Nov 2015)
    • CF10 Compliance Oversight (2 Apr 2013 to 6 Nov 2015)
    • CF4 Partner (2 Apr 2013 to 6 Nov 2015)
  • Maxwell Moe Mosam

    IRN MMW01066

    • CF30 Customer (5 Jul 2017 to 2 Nov 2018)
  • Neil Campling

    IRN NAC01033

    • [FCA CF] Client dealing (23 Feb 2023 to 16 Sep 2024)
  • Nihal Dhar

    IRN NXD00344

    • [FCA CF] Client dealing (since 9 Apr 2025)
  • Rodrigo Albero Fuentes

    IRN RXA01924

    • CF30 Customer (1 Sep 2016 to 10 Mar 2017)
  • Tancredi Micangeli

    IRN TXM01621

    • CF30 Customer (15 Oct 2013 to 14 Jul 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.