ROLLINSON SMITH AND COMPANY LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
P R HouseHortonwood 30TelfordShropshireTF1 7ETUNITED KINGDOM- Phone
- +441952607600
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Complaints Contact
6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +442080757971
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Debt Collection
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Thomas McNulty
IRN MTM01082
- Director of firm who is not a certification employee or a SMF manager (11 Mar 2021 to 1 Jul 2024)
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Mehboob Patel
IRN MXP00300
- [FCA CF] Significant management (since 20 Feb 2025)
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Michele Wells
IRN MXW01555
- CF1 Director (29 Oct 2003 to 1 Mar 2007)
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Mitchell Antony Gough
IRN MAG00011
- CF30 Customer (1 Dec 2008 to 8 Jan 2013)
- CF1 Director (AR) (1 Dec 2008 to 1 Mar 2011)
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Paul Edgar Aston
IRN PEA00008
- Responsibility for MCD Intermediation (9 Dec 2016 to 1 Feb 2018)
- CF1 Director (AR) (14 Jun 2011 to 19 Jul 2012)
- CF11 Money Laundering Reporting (30 Jan 2006 to 1 Feb 2018)
- CF8 Apportionment and Oversight (30 Jan 2006 to 31 Mar 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2004)
- CF1 Director (1 Dec 2001 to 31 Jul 2003)
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Penelope Jane Bishop
IRN PXB01872
- [FCA CF] Significant management (since 20 Feb 2025)
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Philip Spencer Bayles
IRN PSB01106
- SMF3 Executive Director (since 9 Jan 2026)
- Responsible for Insurance Distribution (since 9 Jan 2026)
- SMF1 Chief Executive (since 9 Jan 2026)
- [FCA CF] Significant management (20 Feb 2025 to 9 Jan 2026)
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Richard John Tuplin
IRN RJT01178
- Responsible for Insurance Distribution (8 Nov 2024 to 3 Dec 2025)
- SMF3 Executive Director (8 Nov 2024 to 3 Dec 2025)
- SMF1 Chief Executive (8 Nov 2024 to 3 Dec 2025)
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Richard Mark Jones
IRN RMJ01025
- SMF3 Executive Director (9 Dec 2019 to 7 May 2025)
- CF1 Director (1 Jan 2018 to 8 Dec 2019)
- CF1 Director (AR) (1 Dec 2008 to 10 Apr 2025)
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Scott Nathan Lowe
IRN SXL00403
- [FCA CF] Significant management (since 20 Feb 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Rollinson Smith Financial Services Ltd (no longer appointed)
FRN 492211 · Appointed 1 Dec 2008 · Until 14 Apr 2025
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Stirling Business Solutions (no longer appointed)
FRN 457625 · Appointed 25 Sep 2006 · Until 1 Jan 2008
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Applied Finance Services Ltd (no longer appointed)
FRN 450982 · Appointed 19 Apr 2006 · Until 20 Apr 2012
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Smartwater Technology Ltd (no longer appointed)
FRN 450983 · Appointed 19 Apr 2006 · Until 20 Apr 2012
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Rollinson Smith Finance Ltd (no longer appointed)
FRN 223815 · Appointed 31 Oct 2004 · Until 1 Nov 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.