Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsibility for MCD Intermediation (9 Dec 2016 to 1 Feb 2018)
- CF1 Director (AR) (14 Jun 2011 to 19 Jul 2012)
- CF11 Money Laundering Reporting (30 Jan 2006 to 1 Feb 2018)
- CF8 Apportionment and Oversight (30 Jan 2006 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 31 Jul 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.