Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Henry Sunley
IRN HXS00244
- CF1 Director (AR) (22 Jan 2024 to 20 Feb 2026)
Iain McLean
IRN IXM00132
- [FCA CF] Significant management (9 Dec 2019 to 19 Mar 2024)
Ian David Simmonds
IRN IDS01057
- CF1 Director (AR) (9 Sep 2015 to 21 Feb 2019)
Ian Duncan Henry
IRN IDH01049
- CF1 Director (AR) (26 Nov 2015 to 27 Nov 2017)
Ian Peters
IRN IXP00040
- [FCA CF] Significant management (17 Aug 2020 to 13 Aug 2021)
Ian Watkins
IRN IXW00154
- [FCA CF] Significant management (20 Sep 2021 to 4 Aug 2025)
Ivan Victor Bumstead
IRN IXB22727
- CF1 Director (AR) (since 15 Jul 2024)
Jade Bain
IRN JXB03802
- [FCA CF] Significant management (since 23 Oct 2023)
James Preston
IRN JXP00365
- [FCA CF] Significant management (1 Nov 2020 to 1 Mar 2022)
Jason William Edwards
IRN JWE01036
- CF1 Director (AR) (23 Apr 2013 to 31 Jan 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.