Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sharon Anderson
IRN SXA02470
- CF1 Director (AR) (25 Jul 2014 to 8 Feb 2016)
Sharon Anne Kenny
IRN SAK01083
- CF1 Director (3 Aug 2006 to 1 Jan 2009)
Shaun Morton
IRN SXM00005
- CF1 Director (AR) (since 23 Nov 2022)
Shaun Rowley
IRN SXR02043
- CF1 Director (AR) (16 Jul 2014 to 10 Dec 2019)
Simon Mifsud
IRN SXM02510
- CF1 Director (AR) (13 Jan 2015 to 27 Mar 2017)
Simon Robert McCulloch
IRN SRM01150
- SMF3 Executive Director (since 17 Jun 2025)
- Responsible for Insurance Distribution (since 17 Jun 2025)
- SMF1 Chief Executive (since 17 Jun 2025)
Sridhar Kumar Edara
IRN SKE01007
- SMF3 Executive Director (9 Dec 2019 to 8 Feb 2022)
- CF1 Director (AR) (3 May 2018 to 29 Jul 2019)
- CF1 Director (6 Jan 2017 to 8 Dec 2019)
Stephen Gerard Lee
IRN SGL01046
- CF1 Director (AR) (18 Feb 2014 to 15 Nov 2023)
Susan Jarvis
IRN SXJ01692
- CF1 Director (AR) (2 Oct 2015 to 28 Feb 2017)
Susan Louise Toft Reid
IRN SLR01066
- CF1 Director (AR) (25 Jan 2011 to 31 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.