Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Timothy John Cooper
IRN TJC01173
- CF1 Director (AR) (18 Nov 2015 to 24 Feb 2017)
Timothy Spencer Reed
IRN TSR01031
- CF1 Director (AR) (20 Mar 2012 to 15 Oct 2014)
Todd Wicks
IRN TXW00212
- [FCA CF] Significant management (since 11 Apr 2022)
- SMF16 Compliance Oversight (16 Feb 2024 to 15 Jul 2025)
Tony Graham Carty
IRN TGC01034
- CF1 Director (AR) (11 Jul 2013 to 17 Feb 2022)
Verity Jane Eyre
IRN VJE01007
- CF1 Director (AR) (23 Jun 2011 to 23 Jan 2013)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.