Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Wilson
IRN RXW00571
- [FCA CF] Significant management (since 1 Dec 2022)
Robin Gerben Andries Hoekstra
IRN RGH01119
- CF1 Director (AR) (since 20 Dec 2022)
Roger Michael James Wolfe
IRN RMW01172
- CF1 Director (AR) (28 Oct 2015 to 2 Dec 2015)
Ross Clarkson
IRN RXC01917
- CF1 Director (AR) (6 Jan 2014 to 14 Feb 2014)
STEVEN ENDACOTT
IRN SXE01191
- SMF9 Chair of the Governing Body (9 Dec 2019 to 8 Feb 2022)
- CF2 Non Executive Director (AR) (23 Nov 2011 to 8 Feb 2022)
- CF2 Non Executive Director (22 Dec 2010 to 8 Dec 2019)
Salman Rasool
IRN SXR01607
- CF1 Director (AR) (20 Sep 2006 to 28 Nov 2008)
Samit Patani
IRN SXP02777
- CF1 Director (AR) (15 Apr 2016 to 18 Jan 2017)
Samuel Oliver Lawrence Neale
IRN SON01001
- CF1 Director (AR) (7 May 2013 to 8 Oct 2013)
Sarah Jean Howarth
IRN SJH01535
- SMF3 Executive Director (9 Dec 2019 to 18 Mar 2022)
- CF1 Director (30 Apr 2012 to 8 Dec 2019)
Scott Paterson
IRN SXP02725
- CF1 Director (AR) (24 Nov 2015 to 18 Feb 2020)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.