Rock Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Leslie Healey
IRN PLH01062
- CF1 Director (AR) (5 Dec 2014 to 20 Feb 2019)
RAYMOND JOHN BRATT
IRN RJB01475
- CF30 Customer (8 Jan 2013 to 21 Jun 2017)
Rachel Coffey
IRN RXC01936
- CF30 Customer (4 Jan 2013 to 31 May 2022)
Rachel Osborne
IRN RXO01334
- CF1 Director (AR) (30 Jan 2019 to 24 Mar 2021)
Reshad Hossenally
IRN RXH02000
- CF1 Director (AR) (5 Feb 2015 to 18 Jan 2016)
Richard Axelsen
IRN RXA01384
- CF1 Director (30 May 2006 to 29 Nov 2010)
Richard David Francis
IRN RDF01053
- CF1 Director (AR) (15 Jun 2012 to 2 Oct 2017)
Richard John Brydon Webber
IRN RJW01404
- CF2 Non Executive Director (AR) (24 May 2018 to 1 Apr 2019)
Richard Owen Vaughton
IRN ROV01003
- CF1 Director (AR) (7 Sep 2011 to 20 Jun 2012)
Richard William Simpson
IRN RWS01140
- CF1 Director (AR) (9 Mar 2016 to 12 Feb 2026)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.