Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chelsea Marcelle Smith

  IRN CXS14690

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Christian Barz

  IRN CXB00512

  • [FCA CF] Client dealing (since 20 Sep 2021)
• Christian Gustav Stahl

  IRN CXS01507

  • CF21 Investment Adviser (14 Jan 2005 to 17 Aug 2007)
  • CF22 Investment Adviser (Trainee) (29 Apr 2004 to 14 Jan 2005)
• Claire Marie Healey

  IRN CMH01086

  • CF21 Investment Adviser (20 May 2002 to 2 Mar 2007)
• Claire Purtill Gorman

  IRN CPG01045

  • CF30 Customer (20 Jun 2008 to 18 Aug 2008)
• Clare Jennifer Curtis

  IRN CJC01168

  • CF11 Money Laundering Reporting (1 Mar 2002 to 20 Feb 2006)
  • CF10 Compliance Oversight (1 Mar 2002 to 20 Feb 2006)
• Clare Nicola Hasler

  IRN CND01003

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)
• Cliff David Banyard

  IRN CDB01064

  • CF21 Investment Adviser (1 Dec 2003 to 11 Nov 2005)
• Colin John Graham

  IRN CJG01068

  • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
• Damiaan van Ballegooijen

  IRN DXV01215

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2025)
  • CF30 Customer (7 Sep 2015 to 8 Dec 2019)

No changes recorded yet.