Roanoke International Brokers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

John Curt Wilkinson
IRN JCW01226
- CF2 Non Executive Director (24 Nov 2015 to 5 Feb 2019)
John Patrick Michael Sullivan
IRN JPS01253
- CF3 Chief Executive (AR) (29 Jan 2014 to 20 Apr 2015)
- CF1 Director (AR) (29 Jan 2014 to 20 Apr 2015)
Karen Groff
IRN KXG00110
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 11 May 2023)
Mark Christopher Watkins
IRN MCW01045
- CF1 Director (11 Nov 2011 to 21 Apr 2016)
Mesut Hincal
IRN MXH24817
- SMF3 Executive Director (6 Dec 2021 to 14 Feb 2023)
Michael Hamilton Smith
IRN MHS01082
- CF1 Director (11 Nov 2011 to 30 Apr 2013)
Millie Sheene-Weston
IRN MXS05469
- [FCA CF] Significant management (since 1 Jan 2026)
Nicholas Charles Ash
IRN NCA01022
- SMF3 Executive Director (since 1 Jan 2026)
- SMF1 Chief Executive (since 1 Jan 2026)
- Responsible for Insurance Distribution (since 1 Jan 2026)
Nicholas Hyman Friedlander
IRN NHF01019
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (11 Nov 2011 to 8 Dec 2019)
Nicholas John Talbot Gray
IRN NJG01061
- CF1 Director (11 Nov 2011 to 29 May 2015)

Smaller firms operating under this firm's FCA authorisation.

JPMS Broking Limited (no longer appointed)
FRN 613128 · Appointed 13 Jan 2014 · Until 29 May 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.