Roanoke International Brokers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Oliver Forbes
IRN OXF00030
- SMF3 Executive Director (since 19 Jun 2023)
- [PRA CF] Key function holder (26 Oct 2022 to 19 Jun 2023)
Rahul Cherical
IRN RXC00315
- [PRA CF] Key function holder (9 Dec 2019 to 26 Oct 2022)
Rick King
IRN RXK00134
- [FCA CF] Significant management (9 Dec 2019 to 27 Jul 2023)
Sam Ashurst
IRN SXA00899
- [FCA CF] Significant management (since 31 Jan 2024)
Serge Joseph Calfa
IRN SXC01471
- Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2025)
Stephen Michael Anthony Russ
IRN SXR01731
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2025)
- CF1 Director (AR) (13 Jan 2014 to 3 Feb 2014)
- Responsible for Insurance Mediation (11 Nov 2011 to 30 Sep 2018)
- CF3 Chief Executive (11 Nov 2011 to 8 Dec 2019)
- CF1 Director (11 Nov 2011 to 8 Dec 2019)
William Davenport Sterett
IRN WDS01043
- CF2 Non Executive Director (11 Nov 2011 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

JPMS Broking Limited (no longer appointed)
FRN 613128 · Appointed 13 Jan 2014 · Until 29 May 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.