Roanoke International Brokers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian Vincent McCourt
IRN AVM01031
- Director of firm who is not a certification employee or a SMF manager (12 Mar 2024 to 31 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
- CF1 Director (11 Nov 2011 to 8 Dec 2019)
Charles Anthony Edward Burgess
IRN CAB01148
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
- CF2 Non Executive Director (17 Nov 2016 to 8 Dec 2019)
Charles Julian Alexander Ross
IRN CJR01182
- CF1 Director (11 Nov 2011 to 12 Jun 2017)
Christopher Paul Sheppard
IRN CXS00829
- [FCA CF] Significant management (since 31 Jan 2024)
David Howells
IRN DXH00741
- Director of firm who is not a certification employee or a SMF manager (14 Sep 2023 to 14 Aug 2024)
David Waller
IRN DXW00265
- [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
Eamonn Patrick Riordan
IRN EPR01001
- SMF3 Executive Director (9 Dec 2019 to 16 Jan 2023)
- CF1 Director (11 Nov 2011 to 8 Dec 2019)
Gareth Kim Hill
IRN GKH01030
- CF1 Director (28 Nov 2017 to 20 Aug 2018)
Gareth Slebusch
IRN GXS00257
- [FCA CF] Significant management (since 9 Dec 2019)
James Derek William Curtis
IRN JXC03264
- [FCA CF] Significant management (since 1 Oct 2024)

Smaller firms operating under this firm's FCA authorisation.

JPMS Broking Limited (no longer appointed)
FRN 613128 · Appointed 13 Jan 2014 · Until 29 May 2015

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.