RNS Financial Services Limited

• Principal Place of Business

  50-54 Oswald Road

  Scunthorpe

  Lincolnshire

  DN15 7PQ

  UNITED KINGDOM

  Phone

  +4401724842713

  Web

  https://www.rns-ifa.co.uk

• Complaints Contact

  50-54 Oswald Road

  Scunthorpe

  Lincolnshire

  DN15 7PQ

  UNITED KINGDOM

  Phone

  +4401724842713

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Ingleton

  IRN AXI01151

  • CF1 Director (1 Oct 2008 to 7 Nov 2019)
• Aiden Boucher

  IRN AXB01084

  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 14 Sep 2023)
  • [FCA CF] Client dealing (4 Jul 2022 to 14 Sep 2023)
• Alexander James Douglas

  IRN AJD01352

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 Jul 2019 to 8 Dec 2019)
  • CF1 Director (1 Jun 2012 to 8 Dec 2019)
• Andrew John Clayton

  IRN AJC01359

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (26 Nov 2015 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (29 May 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 May 2015 to 8 Dec 2019)
  • CF1 Director (26 Jul 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 May 2004 to 12 Jun 2007)
• Catherine Snell

  IRN CGM01087

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2011 to 8 Dec 2019)
• Christine Elizabeth Jaques

  IRN CEJ01020

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)
• Gary Lee Makinson

  IRN GLM01060

  • CF1 Director (26 Jul 2017 to 7 Nov 2019)
• Ian Martin Pounder

  IRN IMP01018

  • CF1 Director (24 Jan 2002 to 7 Feb 2018)
  • CF4 Partner (1 Dec 2001 to 23 Sep 2008)
• Jayne Mumby

  IRN JXM18180

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
• Jennifer Camm

  IRN JXC02350

  • CF1 Director (13 May 2010 to 7 Nov 2019)

No changes recorded yet.