RNS Financial Services Limited

Date authorised
1 April 2013
Companies House
04120853
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50-54 Oswald Road
    Scunthorpe
    Lincolnshire
    DN15 7PQ
    UNITED KINGDOM
    Phone
    +4401724842713
    Web
    https://www.rns-ifa.co.uk

  • Complaints Contact

    50-54 Oswald Road
    Scunthorpe
    Lincolnshire
    DN15 7PQ
    UNITED KINGDOM
    Phone
    +4401724842713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Paul Heeney

    IRN JPH01141

    • CF1 Director (24 Jan 2002 to 7 Nov 2019)
    • CF4 Partner (1 Dec 2001 to 23 Sep 2008)
  • John Roland Bletcher

    IRN JRB01192

    • CF1 Director (30 Sep 2008 to 30 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 30 Sep 2008)
  • Karen Anne Lyth

    IRN KAL01079

    • CF1 Director (27 Nov 2013 to 7 Nov 2019)
  • Paul Eric Williams

    IRN PEW01029

    • CF22 Investment Adviser (Trainee) (10 Jul 2003 to 12 Dec 2003)
  • Peter Stapleton

    IRN PXS01446

    • CF1 Director (24 Jan 2002 to 30 Apr 2010)
    • CF4 Partner (1 Dec 2001 to 23 Sep 2008)
  • Rebecca Jane Haslehurst

    IRN RJH01265

    • CF1 Director (30 Sep 2008 to 7 Feb 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
    • CF4 Partner (1 Dec 2001 to 30 Sep 2008)
  • Richard John Coleman

    IRN RJC01246

    • CF1 Director (28 Jul 2004 to 9 Mar 2006)
  • Robert Alexander Smith

    IRN RAS01307

    • CF1 Director (1 Oct 2008 to 7 Nov 2019)
  • Robert Frederick Marris

    IRN RFM01045

    • CF30 Customer (1 Nov 2007 to 31 Aug 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 31 Aug 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Aug 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2001 to 23 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.