RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Orr
IRN AXO01116
- CF22 Investment Adviser (Trainee) (11 Feb 2002 to 4 Feb 2003)
Alan Patrick
IRN AXP00161
- CF21 Investment Adviser (14 May 2002 to 27 Feb 2004)
Alan Paul Clausen
IRN APC01120
- CF22 Investment Adviser (Trainee) (27 Sep 2002 to 10 Dec 2003)
Alan Paul Rafferty
IRN APR01078
- CF21 Investment Adviser (10 Sep 2004 to 27 May 2005)
- CF22 Investment Adviser (Trainee) (22 Oct 2003 to 10 Sep 2004)
Alan Paul Thompson
IRN APT00021
- CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2004)
Alan Peter Matthews
IRN APM00032
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)
Alan Peter Miller
IRN APM00066
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Alan Phillips
IRN AXP01712
- CF22 Investment Adviser (Trainee) (23 Nov 2006 to 20 Sep 2007)
Alan Ralph Lewis
IRN ARL00016
- CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2006)
Alan Richard Thompson
IRN ART01086
- CF22 Investment Adviser (Trainee) (16 Oct 2006 to 24 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.