RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daniel Laurence Pitkin
IRN DLP01040
- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF22 Investment Adviser (Trainee) (4 May 2007 to 31 Oct 2007)
Daniel Mark Westhead
IRN DMW01128
- CF21 Investment Adviser (30 Dec 2003 to 9 Apr 2004)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 30 Dec 2003)
Daniel Martin Chard
IRN DMC01144
- CF30 Customer (1 Nov 2007 to 20 Oct 2008)
- CF21 Investment Adviser (8 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Oct 2003 to 8 Apr 2004)
Daniel Matthew Collins
IRN DMC01145
- CF22 Investment Adviser (Trainee) (17 Feb 2004 to 31 Jan 2005)
Daniel Michael Murphy
IRN DMM01194
- CF30 Customer (1 Nov 2007 to 1 Aug 2009)
- CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
Daniel Middleton
IRN DXM01951
- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF22 Investment Adviser (Trainee) (23 Oct 2006 to 31 Oct 2007)
Daniel Nash
IRN DXN01161
- CF22 Investment Adviser (Trainee) (11 May 2005 to 15 Dec 2006)
Daniel O'Rourke
IRN DXO00020
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Daniel Paton
IRN DXP00081
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (18 Mar 2005 to 9 Jan 2006)
- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2003)
Daniel Paul Joseph Richards
IRN DPR01057
- CF21 Investment Adviser (13 Sep 2004 to 25 Feb 2005)
- CF22 Investment Adviser (Trainee) (23 Sep 2003 to 13 Sep 2004)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.