Daniel Mark Westhead

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Dec 2017)
    • CF1 Director (AR) (since 6 Dec 2017)
  • Westhead Financial Planning Ltd

    FRN 795767

    • Employed By (since 6 Dec 2017)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (30 Sep 2011 to 8 Dec 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 May 2008 to 26 Aug 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 May 2006 to 20 Nov 2006)
    • CF22 Investment Adviser (Trainee) (8 Jun 2004 to 30 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (30 Dec 2003 to 9 Apr 2004)
    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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