RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Graham Thornton
IRN AGT00015
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Hay Hunter
IRN AHH00013
- CF21 Investment Adviser (10 Jan 2002 to 7 May 2004)
Alan Horton
IRN AXH00217
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
Alan Howie
IRN AXH01554
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 23 Jan 2004)
Alan Ian Kent
IRN AGK01025
- CF22 Investment Adviser (Trainee) (27 Oct 2004 to 9 Dec 2004)
Alan Jack
IRN AXJ00095
- CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
Alan James
IRN AXJ00044
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Alan James
IRN AXJ00046
- CF30 Customer (6 Dec 2010 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)
Alan James Corewyn
IRN AJC01343
- CF22 Investment Adviser (Trainee) (18 Apr 2006 to 15 Jan 2007)
- CF21 Investment Adviser (11 Nov 2003 to 14 May 2004)
Alan James Franklin
IRN AJF00019
- CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2007)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.