RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Clare Elizabeth Woodhouse
IRN CEW01070
- CF22 Investment Adviser (Trainee) (25 Jan 2007 to 1 Jun 2007)
Clare Louise Gosling
IRN CLG01058
- CF1 Director (30 Mar 2012 to 31 Jul 2013)
Clare Margaret Fairfield
IRN CMF01067
- CF22 Investment Adviser (Trainee) (16 Mar 2006 to 15 Dec 2006)
Clare Marie Allen
IRN CMA01041
- CF22 Investment Adviser (Trainee) (15 Sep 2004 to 16 Sep 2005)
Clayton James William Cumming
IRN CJC00065
- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)
Clement Paul McCormick
IRN CPM00010
- CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)
Cliff Fowler
IRN CLF00005
- CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2006)
Clifford Francis Thomas
IRN CFT00005
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2002)
Clifford Harrison
IRN CXH00073
- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2005)
Clifford Ian Cook
IRN CIC00004
- CF21 Investment Adviser (10 Apr 2003 to 1 Dec 2003)
- CF22 Investment Adviser (Trainee) (21 May 2002 to 10 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Co-operative Group Limited (no longer appointed)
FRN 224539 · Appointed 23 Apr 2003 · Until 9 May 2016
Chelmsford Star Co-Operative Soceity Limited (no longer appointed)
FRN 162336 · Appointed 1 Dec 2001 · Until 1 Dec 2001
CPM UK Ltd (no longer appointed)
FRN 206258 · Appointed 28 Jun 2001 · Until 1 Dec 2001
Co-Operative Wholesale Society Limited (no longer appointed)
FRN 194329 · Appointed 21 Nov 2000 · Until 1 Dec 2001
THE CO-OPERATIVE BANK P.L.C. (no longer appointed)
FRN 121885 · Appointed 21 Nov 2000 · Until 1 Dec 2001
West Midlands Co-Operative Society Limited (no longer appointed)
FRN 162328 · Appointed 28 Jul 1980 · Until 1 Dec 2001
Yorkshire Co-Operative Limited (no longer appointed)
FRN 162326 · Appointed 1 Jan 1960 · Until 1 Dec 2001
Woodcraft Folk (no longer appointed)
FRN 162334 · Appointed 1 Jan 1925 · Until 1 Dec 2001
Raunds Co-Operative Society Limited (no longer appointed)
FRN 162329 · Appointed 20 Nov 1891 · Until 1 Dec 2001
Tamworth Co-Operative Society Limited (no longer appointed)
FRN 162341 · Appointed 1 Jan 1887 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.