RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Bryan Duncan Mabon
IRN BDM00002
- CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2006)
Bryan Francis McDermott
IRN BFM00005
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Bryan Henry Portman
IRN BHP00002
- CF8 Apportionment and Oversight (15 Oct 2004 to 1 Dec 2005)
- CF1 Director (15 Oct 2004 to 1 Dec 2005)
- CF3 Chief Executive (15 Oct 2004 to 1 Dec 2005)
Bryan Peter Slack
IRN BPS00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Mar 2003)
Bryan Stephen Daniells
IRN BSD00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
Bryan Woodward
IRN BXW00048
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2002)
Cairn Hamilton Smith
IRN CHS01078
- CF30 Customer (30 May 2008 to 29 Oct 2011)
Callum David Ford
IRN CDF01031
- CF21 Investment Adviser (10 Jan 2006 to 24 Apr 2007)
- CF22 Investment Adviser (Trainee) (16 Mar 2005 to 10 Jan 2006)
Calum Gerard Mitchell
IRN CGM01062
- CF21 Investment Adviser (3 Nov 2004 to 12 Nov 2004)
- CF22 Investment Adviser (Trainee) (19 May 2004 to 3 Nov 2004)
Cameron Angus Philson
IRN CAP01118
- CF30 Customer (3 Dec 2007 to 26 Sep 2008)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.