RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian Philip Townsend
IRN BPT00002
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
Brian Quinn
IRN BXQ00002
- CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2004)
Brian Redver Hale
IRN BRH00003
- CF21 Investment Adviser (24 Mar 2004 to 27 Oct 2006)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 24 Mar 2004)
Brian Rex Wilderspin
IRN BRW00001
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 May 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 May 2003)
Brian Richard Burney
IRN BRB01025
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 28 Aug 2003)
Brian Robert Edward Groom
IRN GXB01680
- CF30 Customer (19 Dec 2007 to 12 Sep 2008)
Brian Robert Salmon
IRN BRS00013
- CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2004)
Brian Robertson
IRN BXR00052
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jun 2003)
Brian Schofield
IRN BXS00048
- CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2001)
Brian Sneddon
IRN BXS01446
- CF30 Customer (1 Nov 2007 to 15 Oct 2008)
- CF22 Investment Adviser (Trainee) (11 Jul 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.