Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Financial Consultants LLP (no longer approved here)

    FRN 809231

    • [FCA CF] Client dealing (4 Feb 2020 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 29 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (4 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 28 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.