Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Feb 2020 to 31 Mar 2022)
- [FCA CF] Functions requiring qualifications (4 Feb 2020 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 29 Jul 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (4 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Feb 2019 to 8 Dec 2019)
- CF30 Customer (4 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (28 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 28 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.