RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian Mark Royles
IRN BMR00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Dec 2001)
Brian Martin
IRN BXM01353
- CF21 Investment Adviser (20 Feb 2004 to 1 Apr 2005)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 20 Feb 2004)
Brian Martin Allen
IRN BXA01118
- CF21 Investment Adviser (4 Oct 2004 to 24 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 4 Oct 2004)
Brian McCue
IRN BXM01367
- CF22 Investment Adviser (Trainee) (2 Jan 2004 to 16 Apr 2004)
Brian McDonnell
IRN BXM01599
- CF30 Customer (5 Jul 2010 to 29 Oct 2011)
Brian McGoogan
IRN BXM01484
- CF22 Investment Adviser (Trainee) (26 Mar 2007 to 26 Jul 2007)
Brian McKenna
IRN BXM00100
- CF30 Customer (1 Nov 2007 to 3 Dec 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)
Brian McLean
IRN BXM00122
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Brian Noblett
IRN BXN00011
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2007)
Brian Norman White
IRN BNW00004
- CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.