Brian Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
    • [FCA CF] Client dealing (8 Jul 2021 to 12 Jul 2021)
    • [FCA CF] Functions requiring qualifications (8 Jul 2021 to 12 Jul 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (28 Dec 2011 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 3 Feb 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (20 Feb 2004 to 1 Apr 2005)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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