RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian Johnston
IRN BXJ01147
- CF22 Investment Adviser (Trainee) (6 Dec 2006 to 13 Jul 2007)
Brian Johnston Craigie Morris
IRN BJM01133
- CF21 Investment Adviser (18 Mar 2004 to 14 Jul 2006)
- CF22 Investment Adviser (Trainee) (7 Jul 2003 to 18 Mar 2004)
Brian Joseph Cowan
IRN BJC01106
- CF22 Investment Adviser (Trainee) (29 Nov 2006 to 27 Feb 2007)
Brian Joseph McAulay
IRN BJM01140
- CF21 Investment Adviser (7 Dec 2004 to 2 Dec 2005)
- CF22 Investment Adviser (Trainee) (16 Apr 2004 to 7 Dec 2004)
Brian Joseph McCluskey
IRN BJM01135
- CF30 Customer (1 Nov 2007 to 9 Jan 2008)
- CF21 Investment Adviser (10 Jun 2004 to 8 Jul 2005)
- CF22 Investment Adviser (Trainee) (2 Oct 2003 to 10 Jun 2004)
Brian Keith Spalding
IRN BKS00004
- CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2004)
Brian Lamb
IRN BXL00022
- CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
Brian Lee Bedford
IRN BLB01019
- CF22 Investment Adviser (Trainee) (24 Sep 2003 to 15 Mar 2004)
Brian Lee Boland
IRN BLB01018
- CF21 Investment Adviser (8 Mar 2004 to 11 Mar 2005)
- CF22 Investment Adviser (Trainee) (4 Sep 2003 to 8 Mar 2004)
Brian Liddle
IRN BXL00040
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.