RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Brian Haycock
IRN BXH00042
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
Brian James Dunn
IRN BJD01085
- CF30 Customer (1 Nov 2007 to 28 Nov 2007)
- CF22 Investment Adviser (Trainee) (3 May 2007 to 31 Oct 2007)
Brian James Gilsenan
IRN BJG00013
- CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)
Brian James Todd
IRN BJT01057
- CF21 Investment Adviser (8 Sep 2004 to 5 Dec 2005)
- CF22 Investment Adviser (Trainee) (5 Feb 2004 to 8 Sep 2004)
Brian Jeffery Exall
IRN BJE00013
- CF21 Investment Adviser (23 Aug 2002 to 13 Oct 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Aug 2002)
Brian John Burrett
IRN BJB00018
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
Brian John Kerrison
IRN BJK00008
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
Brian John Mee
IRN BJM00026
- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)
Brian John Russell
IRN BJR00021
- CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
Brian John Yule
IRN BJY00002
- CF30 Customer (1 Nov 2007 to 27 Apr 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.