Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (16 Jun 2020 to 15 Feb 2021)
    • [FCA CF] Client dealing (16 Jun 2020 to 15 Feb 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (26 Jul 2005 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (19 May 2005 to 26 Jul 2005)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (490)Employed By (19 May 2005 to 31 Dec 2005)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 30 Nov 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.