Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Severnside Financial Planning Ltd
FRN 911899
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 5 Feb 2021)
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- [FCA CF] Functions requiring qualifications (16 Jun 2020 to 15 Feb 2021)
- [FCA CF] Client dealing (16 Jun 2020 to 15 Feb 2021)
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- CF21 Investment Adviser (26 Jul 2005 to 31 Dec 2005)
- CF22 Investment Adviser (Trainee) (19 May 2005 to 26 Jul 2005)
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- (490)Employed By (19 May 2005 to 31 Dec 2005)
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- CF22 Investment Adviser (Trainee) (29 Jun 2004 to 30 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.