RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Benjamin Elliot Gilchrist
IRN BEG01012
- CF22 Investment Adviser (Trainee) (11 Mar 2004 to 23 Jul 2004)
Benjamin Ian Brown
IRN BIB01001
- CF22 Investment Adviser (Trainee) (19 Aug 2003 to 17 Oct 2003)
Benjamin James Laurie Chinn
IRN BJC01079
- CF21 Investment Adviser (31 Mar 2005 to 8 Sep 2006)
- CF22 Investment Adviser (Trainee) (19 May 2004 to 31 Mar 2005)
Benjamin John Ryan
IRN BJR01044
- CF22 Investment Adviser (Trainee) (8 Sep 2004 to 16 Feb 2005)
Benjamin Johnson
IRN BXJ01150
- CF30 Customer (1 Nov 2007 to 12 Aug 2008)
- CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)
Benjamin Joseph Callow
IRN BJC01087
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 19 Aug 2005)
Benjamin Kevin Adalbert Yardley
IRN BKY01000
- CF22 Investment Adviser (Trainee) (26 Oct 2004 to 1 Aug 2006)
Benjamin Lee Farmer
IRN BLT01016
- CF30 Customer (1 Nov 2007 to 2 May 2008)
- CF22 Investment Adviser (Trainee) (25 May 2006 to 31 Oct 2007)
Benjamin Mark Arbery
IRN BMA00007
- CF21 Investment Adviser (1 Dec 2001 to 8 Oct 2003)
Benjamin Neil Walsh
IRN BNW00013
- CF30 Customer (1 Nov 2007 to 21 Aug 2008)
- CF22 Investment Adviser (Trainee) (14 Aug 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.