Benjamin Lee Farmer

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUGHES FIRMAN OVEL ASSET MANAGEMENT LIMITED

    FRN 469482

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (22 Oct 2010 to 12 Mar 2015)
  • knightsbridge Financial Solutions Ltd (no longer approved here)

    FRN 209711

    • (9)Employed By (22 Oct 2010 to 12 Mar 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 May 2008 to 21 Aug 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF22 Investment Adviser (Trainee) (25 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.