RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Arthur William Peter Sheppard
IRN AWS01083
- CF30 Customer (1 Nov 2007 to 5 Mar 2008)
- CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
Arun Kumar Ranchodbhai Patel
IRN AKP00007
- CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2007)
Asaf Hussain
IRN AXH01899
- CF22 Investment Adviser (Trainee) (3 Sep 2007 to 15 Oct 2007)
Ash Kotecha
IRN AVK01004
- CF30 Customer (13 Feb 2008 to 3 Dec 2009)
Ashley Britton
IRN AXB01896
- CF22 Investment Adviser (Trainee) (4 May 2004 to 2 Dec 2005)
Ashley Darren Clifton
IRN ADC00041
- CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2006)
Ashley Heath Paisley
IRN AHP01040
- CF21 Investment Adviser (15 Apr 2005 to 2 Mar 2007)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 15 Apr 2005)
Ashley Higgs
IRN AXH01589
- CF21 Investment Adviser (9 Mar 2004 to 9 Sep 2004)
- CF22 Investment Adviser (Trainee) (23 Sep 2003 to 9 Mar 2004)
Ashley Kim Price
IRN AKP00008
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Ashley McFadyen
IRN AXM02224
- CF22 Investment Adviser (Trainee) (20 Jan 2005 to 1 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.