RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Antony James Lavery
IRN AJL01185
- CF22 Investment Adviser (Trainee) (20 Sep 2004 to 27 May 2005)
Antony John Cull
IRN AJC00162
- CF21 Investment Adviser (29 May 2002 to 29 May 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)
Antony Livesey
IRN AXL00107
- [FCA CF] Significant management (1 Apr 2020 to 20 Jan 2023)
Antony Michael Rudol
IRN AMR00018
- CF22 Investment Adviser (Trainee) (7 Oct 2004 to 8 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2004)
Antony Paul Smith
IRN APS00026
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)
Antony Peter Harford Handley
IRN APH00023
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Antony Peter Spencer
IRN APS01106
- CF22 Investment Adviser (Trainee) (5 Feb 2003 to 3 Jun 2003)
Antony Terence Carrington
IRN ATC00013
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Antony Townsend
IRN AXT00043
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2002)
Anuj Kumar Khindria
IRN AKK01022
- CF30 Customer (10 Apr 2008 to 29 Oct 2011)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.