Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Walker, Dunnett & Co (no longer approved here)

    FRN 104753

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (7 Oct 2004 to 8 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.