RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Anthony William Richards
IRN AWR01044
- CF13 Finance (2 Mar 2005 to 28 Apr 2006)
Anthony William Swash
IRN AWS00031
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Anthony Winston Hulbert
IRN AWH01076
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (12 Sep 2006 to 31 Oct 2007)
Anthony Withington
IRN AXW01488
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 27 Jun 2003)
Anthony Wood
IRN AXW00183
- CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2006)
Antonio Clemente
IRN AXC00218
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Antonio Corbino
IRN AXC00103
- CF30 Customer (1 Nov 2007 to 26 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Antonio Franchitti
IRN AXF01423
- CF16 Significant Mgt (Desgntd Investment Business) (5 Dec 2005 to 18 Sep 2007)
Antonio Giovanni Casamassa
IRN AGC00012
- CF21 Investment Adviser (20 Feb 2004 to 1 Dec 2006)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 20 Feb 2004)
Antonio Iannelli
IRN AXI00008
- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.