Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 18 Nov 2024)
    • [FCA CF] Client dealing (22 Sep 2023 to 18 Nov 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2023)
    • CF1 Director (AR) (18 Jan 2013 to 29 Sep 2023)
    • CF30 Customer (18 Jan 2013 to 29 Sep 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (17 Nov 2011 to 31 Dec 2012)
    • CF30 Customer (17 Nov 2011 to 31 Dec 2012)
  • Thistle Financial Planning Ltd (no longer approved here)

    FRN 568972

    • Employed By (17 Nov 2011 to 31 Dec 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.