RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew William Hall
IRN AWH01058
- CF21 Investment Adviser (11 Feb 2005 to 13 May 2005)
- CF22 Investment Adviser (Trainee) (2 Oct 2003 to 11 Feb 2005)
Andrew William Knowles
IRN AWK00010
- CF21 Investment Adviser (21 Oct 2002 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Oct 2002)
Andrew William Thomas
IRN AWT00006
- CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2005)
Andrew Willmott
IRN AGW00017
- CF22 Investment Adviser (Trainee) (16 Feb 2006 to 11 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
Andrew Wilson
IRN AXW00092
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Andrew Young Johnston
IRN AYJ00001
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
Andria Zivkovic
IRN AXZ00005
- CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2006)
Andrw Edward Hempsall
IRN AEH01068
- CF22 Investment Adviser (Trainee) (19 Nov 2004 to 5 Jul 2006)
Andrzej Jan Garwolinski
IRN AXG00094
- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
Andy Greaves
IRN AXG01589
- CF22 Investment Adviser (Trainee) (31 Mar 2004 to 17 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.