RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Thomas Wilcox
IRN ATW01031
- CF21 Investment Adviser (20 Mar 2003 to 23 Sep 2004)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 20 Mar 2003)
Andrew Thomas Windle
IRN ATW00013
- CF30 Customer (29 Jul 2008 to 29 Oct 2011)
Andrew Thompson
IRN AXT01357
- CF22 Investment Adviser (Trainee) (18 Jun 2004 to 20 Oct 2006)
Andrew Tissington
IRN AXT00044
- CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)
Andrew Todd
IRN AXT00041
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Walker
IRN AXW01658
- CF22 Investment Adviser (Trainee) (25 Apr 2006 to 26 Apr 2007)
Andrew Watson King
IRN AWK00007
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
Andrew White
IRN AXW00089
- CF21 Investment Adviser (1 Dec 2001 to 5 Jan 2007)
Andrew William Black
IRN AWB00016
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 29 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Andrew William Eaton
IRN AWE01012
- CF21 Investment Adviser (14 Dec 2004 to 31 Mar 2006)
- CF22 Investment Adviser (Trainee) (18 Nov 2004 to 14 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.