RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adrian Bernard Page
IRN ABP01036
- CF22 Investment Adviser (Trainee) (22 Oct 2004 to 16 Sep 2005)
Adrian Brendan John Perry
IRN AXP00066
- CF29 Significant management (1 Nov 2007 to 7 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Jan 2007 to 31 Oct 2007)
Adrian Crowley
IRN AXC00108
- CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2004)
Adrian David Alexander Dalzell
IRN ADD00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
Adrian Douglas Newell
IRN ADN00005
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Adrian Garstang
IRN AXG00095
- CF30 Customer (1 Nov 2007 to 14 Nov 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Adrian George Gipson
IRN AGG01060
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (29 Apr 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
Adrian Goord
IRN AXG01609
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (4 Apr 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Sep 2004 to 4 Apr 2006)
Adrian Ian Willey
IRN AIW00009
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)
Adrian James Thomasson
IRN AJT01169
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 9 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.